THE GOLD STANDARD OF
SOLUTIONS FOR OVER 30 YEARS
As the industry leader for regulatory compliance software solutions, DASH Regulatory Technologies and its award-winning LDB RegTech suite helps financial firms manage regulatory complexity with our comprehensive suite of compliance and reporting tools. DASH 360R is the first and only regulatory capital solution for the broker-dealer industry to achieve SOC1 Type 2 attestation.
A HISTORY OF EXCELLENCE & INNOVATION
LDB Consulting founded by industry veteran Len D. Bole, launching the LDB platform to address regulatory capital compliance and reporting
First LDB regulatory offering, Risk Based Haircut (RBH) launched
Fixed Income Haircut (FIH) offering introduced
Risk Based Margin (RBM) and Option Margin Optimizer (OMO) solutions launched
Repo/Reverse Repo (RRR) system added to regulatory product suite
Stock Borrow/Loan System (SBL) introduced
Stock Allocation Engine (SALLIE) added to regulatory product suite
LDB Consulting is acquired by Liquid Point
Supplemental Income Schedule System (SISSY) launched. Company re-brands as DASH Regulatory Technologies
DASH 360R, LDB's SaaS solution launched
DASH 360R becomes first and only regtech to achieve SOC1 Type 2 attestation
From its inception in 1987, the LDB platform has been the regulatory compliance solution of choice for financial markets firms to address their SEC and FINRA regulatory capital compliance needs.
Today, DASH’s 360R cloud portal solution provides a full suite of customizable applications and tools to help our customers manage their rapidly evolving compliance requirements.
Why Customers Choose DASH
The Industry Leader
DASH RegTech’s LDB suite is the most accurate, widely adopted regulatory compliance software solution for over 30 years.
DASH 360R is the first and only RegTech solution in the broker-dealer industry to achieve SOC1 Type 2 attestation.
White Glove Support
Access our expert technical and regulatory team 24x7 for troubleshooting and incident resolution.
Best-In-Class Cloud Infrastructure
DASH 360R is built on the AWS backbone for the most optimized and scalable performance.
Highly Customizable Platform
The flexible DASH 360R solution can be easily tailored to meet specific customer requirements.
Meet the Team
DASH Regulatory Technologies is made up of a passionate team with deep expertise in financial markets, software, and regulatory compliance. Get to know DASH.
360° REG INSIGHTs
Get a sneak peek of the 360R Platform. From Risk-based Haircuts to Financial Reporting, you can rely on DASH 360R’s […]
Day Trader Margin (DTM) Factsheet
Day Trader Margin (DTM) System is designed to help users calculate DTM charges according to FINRA Rule 4210, in effect […]
Fixed Income Haircut (FIH) Factsheet
Fixed Income Haircut (FIH) is a program which is designed to help users compute capital charges for debt securities as […]
GO FOR GOLD
Don’t take chances with risk. Go with the industry’s gold standard solution for your capital markets regulatory and compliance software needs.