About

THE GOLD STANDARD OF
REGULATORY COMPLIANCE
SOLUTIONS FOR OVER 30 YEARS

As the industry leader for regulatory compliance software solutions, DASH Regulatory Technologies and its award-winning LDB RegTech suite helps financial firms manage regulatory complexity with our comprehensive suite of compliance and reporting tools. DASH 360R is the first and only regulatory capital solution for the broker-dealer industry to achieve SOC1 Type 2 attestation.

A HISTORY OF EXCELLENCE & INNOVATION

1987

LDB Consulting founded by industry veteran Len D. Bole, launching the LDB platform to address regulatory capital compliance and reporting

1994

First LDB regulatory offering, Risk Based Haircut (RBH) launched

1997

Fixed Income Haircut (FIH) offering introduced

1999

Risk Based Margin (RBM) and Option Margin Optimizer (OMO) solutions launched

2002

Repo/Reverse Repo (RRR) system added to regulatory product suite

2003

Stock Borrow/Loan System (SBL) introduced

2010

Stock Allocation Engine (SALLIE) added to regulatory product suite

2011

LDB Consulting is acquired by Liquid Point

2017

Supplemental Income Schedule System (SISSY) launched. Company re-brands as DASH Regulatory Technologies

2020

DASH 360R, LDB's SaaS solution launched

2021

DASH 360R becomes first and only regtech to achieve SOC1 Type 2 attestation

From its inception in 1987, the LDB platform has been the regulatory compliance solution of choice for financial markets firms to address their SEC and FINRA regulatory capital compliance needs.

Today, DASH’s 360R cloud portal solution provides a full suite of customizable applications and tools to help our customers manage their rapidly evolving compliance requirements.

Why Customers Choose DASH

The Industry Leader

DASH RegTech’s LDB suite is the most accurate, widely adopted regulatory compliance software solution for over 30 years.

SOC Secure

DASH 360R is the first and only RegTech solution in the broker-dealer industry to achieve SOC1 Type 2 attestation.

White Glove Support

Access our expert technical and regulatory team 24x7 for troubleshooting and incident resolution.

Best-In-Class Cloud Infrastructure

DASH 360R is built on the AWS backbone for the most optimized and scalable performance.

Highly Customizable Platform

The flexible DASH 360R solution can be easily tailored to meet specific customer requirements.

Meet the Team

DASH Regulatory Technologies is made up of a passionate team with deep expertise in financial markets, software, and regulatory compliance. Get to know DASH.