1. What are your responsible for in your current role?

• Head of the Clients Services and Support for Dash Reg Tech.

2. What relevant background experience do you have?

• Started out as a price reporter at the CBOE, worked through institutional and futures orders desks, then as a Trading Floor Liaison for the Chicago Stock Exchange and a Firm Compliance Examiner for the National Stock Exchange who examined member firm for compliance with Exchange and SEC rules and regulations.

3. What are some major accomplishments that you have either in this role or related to this role?

• Worked up from a member of the client services team to head the support group for DRT

4. Education – type of degree and institution.

• Manchester College, BA Economics